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Serving the Houston Area
& Southeast Texas


Our client service policies are all about you. We use today's advanced technologies to provide cutting edge communication services to make sure we are as accessible as you need us to be. This includes developing a personal web site for each client with real time updates of account values, quarterly reporting of accounts performance and a quarterly update of market conditions. And, when it comes to your assets, we always keep you fully informed so you know what's happening and why. Our personal services are designed to meet your requirements and contribute to your financial peace of mind.

 
Schedule of Services
   
Financial Plan Implementation, Asset Management and Ongoing Financial Advice  
Comprehensive Financial Plan  
Investment Risk Analysis  
Retirement Plan  
Other Financial Planning Services  
 

Investment Advisory Service
This service is for Clients who want assistance in designing, implementing, monitoring and maintaining an investment portfolio. The annual fee for this service ranges from 0.5% to 1.5%. In addition to the analysis performed to prepare a financial plan, this service includes:

- Determining clients' investment goals
- Evaluating current assets
- Determining any investment constraints
- Determining client risk tolerance
- Developing an investment strategy including specific investment
recommendations
- Maintaining and monitoring the portfolio

 

Financial Planning Service*
CEP prepares both comprehensive and segmented financial plans, CEP begins by gathering, analyzing and evaluating data from the client, including goals and objectives. Comprehensive plans include a case summary, reports on financial position, cash flows, tax liabilities, insurance coverage, client goals and objectives and investment strategies.

Plans are prepared based on client interviews, questionnaires, and/or documents supplied by the client. A customized plan is prepared for each client.

Segmented financial plans may include retirement planning, tax planning, cash flow analysis, estate planning, education planning, asset protection analysis, business planning, investment planning and special situations.

*This service is only available to Investment Advisory Clients (see above) with a minimum annual fee of $5,000.

 
 
New to Financial Advising? View our 'Getting Started' section!
 

What We Are:

We are competent, trained professionals.

We put our client's interest first. Our clients interest are paramount. More important than our own interest and certainly more important than the interest of any financial institution or other corporate entity.

We design a comprehensive approach that takes into account all of a client's financial considerations from investing to estate planning.

 
What We Are Not:

We are not tipsters

We are not insurance agents or stockbrokers

We are not untrained people who hang out a financial planning 'shingle'

We are not merely investment or tax advisors

Peter Regan is a Certified Financial Planner
Pete Regan is a Registered Financial Advisor
Peter Regan is a Paladin Registry Five Star Advisor
CEP Financial LLC | 9601 Jones Rd., Suite 240 Houston, TX 77065 | Tel: 281-685-9715 Fax: 281-271-8146
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